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At $4.4 billion, its financial advice business is small compared to brokerage giants
Suarez succeeds firm founder Rob Clarfeld, who becomes executive chairman
The financial advice industry is priming the pump to increase sales of high-commission products
More people say they are pessimistic than optimistic on shares according to weekly survey.
Both firms on receiving end of steady drip of advisers leaving Wall Street.
It's all about transparency: New guidance could help brokers on the move retain loyal clients.
As big brokerages lose their competitive edge, regionals are offering a home to advisers who want to stay in the employee channel.
Wirehouses continued to lose advisers last year, although at a slower pace.
Latest rule tells arbitrators that expungement should be a 'rare remedy.'
Richard Fisher and Dan Sullivan have joined the firm as senior vice presidents and financial advisers. Together, they generate more than $1 million in annual revenue.
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