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Legislation impacting financial advisers tries to get traction amid impeachment, election
At 2012 congressional hearing, he helped derail bill on Finra oversight of advisers
Brokerage firms and broker and adviser associations ask lawmakers for ‘clarifying legislation’
Insurer's policies for locating annuity customers resulted in errors in accounting for reserves, SEC says.
Measure's provisions are a big win for annuity providers and those who see the need for more lifetime income options in retirement plans.
The measure, which seems to have stalled in the Senate, would eliminate stretch IRAs for some beneficiaries.
- Alternative Investments
- Bonds / Fixed Income
- Client Prospecting
- Client Servicing
- Defined Benefit Plans
- Defined Contribution Plans
- Health Care
- Individual Retirement Accounts (IRAs)
- Independent Broker Dealers