Legislation

Displaying 6 results

Topic

Small brokers push bill to ease audit rules despite challenging political environment

Legislation impacting financial advisers tries to get traction amid impeachment, election

Topic

David Tittsworth, longtime leader of Investment Adviser Association, dies

At 2012 congressional hearing, he helped derail bill on Finra oversight of advisers

Topic

Advice-sector coalition seeks legislation to expand pass-through deduction to advisers

Brokerage firms and broker and adviser associations ask lawmakers for ‘clarifying legislation’

Topic

MetLife fined $10 million over missing pensioners

Insurer's policies for locating annuity customers resulted in errors in accounting for reserves, SEC says.

Topic

What the SECURE Act means for annuities

Measure's provisions are a big win for annuity providers and those who see the need for more lifetime income options in retirement plans.

Topic

Where does the SECURE Act stand?

The measure, which seems to have stalled in the Senate, would eliminate stretch IRAs for some beneficiaries.

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