Lawsuits

Displaying 982 results

Topic

Supreme Court returns IBM retirement plan case to lower court

The lawsuit claims plan managers didn’t do enough to protect employees from stock losses

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Wells Fargo owes $103 million in second mobile banking case vs. USAA

Jury found Wells Fargo infringed on USAA patents, similar to findings in a November verdict

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Reg BI allows brokers doing planning to avoid becoming fiduciaries: FPA

Group files amicus brief in support of lawsuits seeking to overturn regulation

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Judge throws out suit that aimed to block Schwab acquisition

RIA BlackCrown violated procedure by filing antitrust lawsuit without attorney

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Small RIA challenges Schwab’s TD Ameritrade acquisition

New York’s BlackCrown files antitrust suit saying deal would decimate small firms

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Former Ladenburg chairman files suit to stop Advisor Group merger

Phillip Frost seeks monetary damages, a halt to the merger and the cancellation of the 2018 transaction

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Court orders ETF provider to pay Nasdaq $78 million for breach of contract

ETF Managers Group says it will appeal the ruling

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Top 10 stories of 2019

Here are the most-read InvestmentNews stories of the year

Topic

Efforts to block Reg BI likely to lead to delay, confusion

Investors cannot wait for the lawsuits to work their way through the courts.

Topic

Court decision key for estate planners

Ruling could help them construct trusts that avoid state tax collection efforts.

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