Insurance

Displaying 2815 results

Topic

Small brokers push bill to ease audit rules despite challenging political environment

Legislation impacting financial advisers tries to get traction amid impeachment, election

Topic

Finra fines Prudential $1M over sloppy retirement-plan information

Regulator says flawed communications left plan participants in dark about investment costs

Topic

Regulators crack down on teacher pension plans rife with conflicts

Experts: Recent Delaware settlement a sign of things to come

Topic

Answers to the SEC’s Reg BI FAQs depend on facts, circumstances

When the CFP Board provides guidance for its fiduciary standard, it uses case studies

Topic

Mitigating the 3 common conflicts of AUM fiduciaries

Advisers who use an assets-under-management model should lead with planning and do what’s in the best interest of their clients at all turns

Topic

It’s do-over season for Medicare Advantage plans

Members can switch health and drug plans during the annual open enrollment, which runs through March

Topic

Nationwide offers app helping consumers deal with debt

‘Owe is me,’ according to Nationwide survey, which shows almost half of Americans are stressed by debt

Topic

It’s 2020, and the chase for big commissions is back

The financial advice industry is priming the pump to increase sales of high-commission products

Topic

Brokerage industry opposes Massachusetts fiduciary rule proposal at hearing

Investor-protection advocates don’t expect state to water down measure

Topic

State insurance commissioners poised to approve annuity sales best interest rule

NAIC leader touts increased protections; consumer advocates say measure falls short

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