Earnings

Displaying 762 results

Topic

UBS hires $10.8 billion team as net new client money in U.S. slides

The Swiss bank snags Wickham Cash Partners in Charlotte; reports $9 billion decline in net new money in Americas in Q4

Topic

Morgan Stanley eyes 1 million wealth management clients from stock plans

Technology push at Morgan Stanley comes into focus after Solium Capital acquisition

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Goldman Sachs issues its first wealth management revenue total

At $4.4 billion, its financial advice business is small compared to brokerage giants

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Wells Fargo loses more than 450 advisers in 2019

Expenses also increased at Wells Fargo Advisors, and the firm lost a clearing client

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Goldman revamps divisions to show off areas of growth

The moves will make the firm’s divisions more comparable to its competitors

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UBS loses 248 advisers in the Americas over past year

Meanwhile adviser annual productivity reaches new peak of $1.35 million.

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Focus Financial sees brisk activity in the M&A market for RIAs

The aggregator reported 24 transactions either pending or closed so far this year.

Topic

LPL’s recruiting starts the year where it left off in 2018

The industry's largest IBD recruits advisers with $7.1 billion in first quarter.

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UBS loses 166 advisers in its Americas unit over the past year

The company called it a challenging first quarter, with pretax profits for wealth management Americas declining 6%.

Topic

UBS says wealthy clients add $22 billion in Q1

The firm's better-than-expected inflows in the first quarter marked a rebound from fourth-quarter outflows.

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