Displaying 789 results
Finra fines Prudential $1M over sloppy retirement-plan information
Regulator says flawed communications left plan participants in dark about investment costs
Russell’s wish list for DC plans
Improving 401(k)s is likely to make them look more like defined-benefit plans, according to Russell
Managing 401(k) fees remains top plan sponsor concern
Callan survey suggests plan sponsors should consider indirect revenues in fee reviews
The SECURE Act and open MEPs: Opportunities and threats for advisers
The legislation's green light for open multiple employer plans goes into effect at the start of next year
MetLife fined $10 million over missing pensioners
Insurer's policies for locating annuity customers resulted in errors in accounting for reserves, SEC says.
The risks of giving advice to 401(k) participants
401(k)-plan advisers are well-positioned to provide investment advice to participants, but it could prove legally treacherous.
Edelman Financial Engines is bringing financial planners to small 401(k) plans
The $212 billion advisory firm is leveraging a partnership with record keeper ADP to broaden its reach with human advisers.
Trump administration wants to kill California’s auto-IRA program
The administration argued in a court filing that auto-IRAs are pre-empted by federal retirement law.
MIT settles class-action suit that snared Fidelity’s Abigail Johnson
Pending settlement in lawsuit could alter Fidelity's 20-year-old record-keeping arrangement with the university.
Morgan Stanley adding 401(k) participant services to boost wealth business
The brokerage added to its financial wellness platform, and is considering product offerings for 529 plans, deferred compensation and HSAs.
