Defined Contribution Plans

Displaying 789 results

Topic

Finra fines Prudential $1M over sloppy retirement-plan information

Regulator says flawed communications left plan participants in dark about investment costs

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Russell’s wish list for DC plans

Improving 401(k)s is likely to make them look more like defined-benefit plans, according to Russell

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Managing 401(k) fees remains top plan sponsor concern

Callan survey suggests plan sponsors should consider indirect revenues in fee reviews

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The SECURE Act and open MEPs: Opportunities and threats for advisers

The legislation's green light for open multiple employer plans goes into effect at the start of next year

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MetLife fined $10 million over missing pensioners

Insurer's policies for locating annuity customers resulted in errors in accounting for reserves, SEC says.

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The risks of giving advice to 401(k) participants

401(k)-plan advisers are well-positioned to provide investment advice to participants, but it could prove legally treacherous.

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Edelman Financial Engines is bringing financial planners to small 401(k) plans

The $212 billion advisory firm is leveraging a partnership with record keeper ADP to broaden its reach with human advisers.

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Trump administration wants to kill California’s auto-IRA program

The administration argued in a court filing that auto-IRAs are pre-empted by federal retirement law.

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MIT settles class-action suit that snared Fidelity’s Abigail Johnson

Pending settlement in lawsuit could alter Fidelity's 20-year-old record-keeping arrangement with the university.

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Morgan Stanley adding 401(k) participant services to boost wealth business

The brokerage added to its financial wellness platform, and is considering product offerings for 529 plans, deferred compensation and HSAs.

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