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The personnel changes come weeks after the insurer's controversial decision to stop paying trail commissions on some annuities.
And none of them have anything to do with the death of the DOL rule.
This is the first known arbitration filed against the insurer for its decision on variable annuity commissions.
Jurisdiction is shared between the SEC, Finra and state insurance commissioners. Will any of them step in?
The lawsuit comes days after an LPL broker filed a similar legal complaint.
While the new majority is unlikely to block the SEC advice rule, retirement income advocates forecast momentum for annuities legislation.
Lance Browning is trying to stop the insurer from terminating annuity trail commissions on behalf of thousands of other brokers.
Some experts believe the offer is related to the company's recent decision to discontinue trail commissions on some VAs.
But consumer advocate says proposal doesn't elevate standard beyond current suitability.
The controversial elimination of trail compensation on certain VA contracts won't apply to this firm's brokers.
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