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In one indication of how rapidly the market is evolving, S&P Dow Jones launched the S&P 500 ESG Index in January.
A new model law would allow states to do a better job of protecting the interests of those subject to guardianship.
The well-recognized merits of passive investing do not mean that all index investments are prudent or superior to active alternatives in all situations.
There's still disagreement over whether disclosure and informed client consent are enough to satisfy a fiduciary's obligation to act in the client's best interest.
Working with a divorcing couple poses challenges, but specialized training programs can help advisers better serve this large market segment.
Despite death of DOL fiduciary rule, regulators continue to look at rollover advice from advisers.
The rule would create a second, non-fiduciary version of the term 'best interest.'
The SEC likely will adopt the DOL's definition of fiduciary, and put a rule in place by the end of 2019.
Abiding a well-crafted IPS can help minimize legal trouble for plan fiduciaries.
Self-regulation could yield less government intervention and greater firm flexibility to satisfy fiduciary principles.
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