Former baseball star Angel Pagan wins $1.7 million arbitration award against Merrill Lynch
Case revolved around investments in Puerto Rican bonds made by the former MLB star
Worries about retirement span the generations, NAPFA survey finds
More than half of millennials and Gen Xers haven’t started retirement planning
Schwab has no plans to bring fractional shares to its adviser platform
Some say the firm is putting its retail platform before its institutional business
Small brokers push bill to ease audit rules despite challenging political environment
Legislation impacting financial advisers tries to get traction amid impeachment, election
Franklin Templeton’s private client group to buy $4.7 billion wealth management shop
Fiduciary Trust Co. International to buy The Pennsylvania Trust Co.
Creative Planning’s latest acquisition feeds record-setting merger activity
The $48 billion RIA adds another $618 million with Stratford Consulting deal
Mature fintechs, not startups, get bulk of funding and acquisition deals: Deloitte report
Fintech firms that are at least five years old are receiving more funding and are being acquired more often
All-woman team managing $335 million at Morgan Stanley moves to Janney
The five-person Dupre Keating Group joins offices in Pennsylvania and Delaware
Duo managing $194 million moves from UBS to Raymond James
James Ducharme, Michael Rowland join firm’s employee unit in Melbourne, Florida