The deal would net Schwab roughly $100 billion in new assets.
Acting secretary Patrick Pizzella will have to make political decision to move ahead.
GRP, an LPL super-OSJ, would represent the latest in a flurry of acquisitions for Hub.
Given the thin margins in the retirement business, firm says it was justified in cutting deals with money managers to boost profits.
PIABA: It falls short of solving unpaid arbitration. FSI: It gives Finra too much power.
Assemblyman Jeffrey Dinowitz says measure will be 'stronger' than previous disclosure bill.
CFP Board CEO Keller touts standard but indicates possible delay in its enforcement.
LPL broker Lance Browning alleges the insurer acted unlawfully last year when it terminated certain trail commissions.
Fee-only advisers who want to sell clients life insurance without a commission have few options available.
A change in the White House in 2020 could result in a reversal of new SEC advice reform rules, just as the last presidential transition left the DOL fiduciary rule dead.