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Leadership style is a big factor in rallying unity to attain policy goals.
The agency must adjust to the shrinking number of B-Ds.
Those challenging the constitutionality of administrative law judges argue their increased powers mean they should be appointed, not hired.
Valuations of RIAs will continue to entail more art than science.
Any positive effects are unlikely to last, and will contribute to greater budget deficits over the next 10 years.
Be sure to have a solid, informed case for your viewpoint on bitcoin.
Reform proposals should not be drafted behind closed doors
This is not the first time the regulator has been called out on the makeup of its board.
Gains are unlikely to top 5% annually, according to the Yale Endowment's David Swensen.
Firms will be able to make it more difficult for advisers to leave, but as clients get wise to the idea they are regarded as property, that could trigger a whole new, set of problems for brokerage industry.
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