Editorial

The paper presents views and opinions on key issues facing the financial advice industry from the editors of InvestmentNews.

Displaying 767 results

Topic

Voya cybersecurity blunder should serve as a wake-up call to the entire industry

The stakes are high: Procedures have to be reviewed and tested on a regular basis.

Topic

Long-term-care insurance gets a boost, but there’s more to do

Kudos to the NAIC for making LTC policies safer.

Topic

SEC’s proposed advice rule is about as clear as mud

The way we see it, there's value in simplicity — so let's start there.

Topic

Market swings are inevitable, so help your clients focus on overall financial health

Now is the time to remind clients of what's in their control.

Topic

Many young staffers have benefits needs beyond a simple 401(k)

IRS ruling affirms one employer's approach to chipping away at employees' mountain of student loan debt.

Topic

DOL fiduciary rule might be dead, but its ghost hovers over the financial advice industry

Your best strategy is to always act in the best interests of your clients, and this is the exact reason why.

Topic

Viewpoints differ on diversity and inclusion, but this we agree on: There are many ways to improve

Those who take the first step will be the ones who profit from a more open profession.

Topic

Designations matter to your clients

Bottom line: Even if all those credentials are confusing, you need to earn them

Topic

Finra’s disclosure on use of fine money a good first step to more transparency

More openness about its finances is welcome and may be a precursor to greater disclosure about other areas of its operations.

Topic

Independence of auditors critical when easing broker regulations

Basically, the legislation would create simplification.

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