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Quest Capital was held responsible for non-client losses.
Clients are looking for good news, and this could be the perfect year-end gift.
A deeper look at men's anxiety in the midst of the #MeToo movement will clarify the situation and lead to a productive response. More:• In the wake of the #MeToo movement, men go to extremes and women pay the price• Are you serious, Wall Street? A response to some men's reaction to the #MeToo movement
Financial advisers should discuss the pros and cons of a move with clients, and document their considerations.
Some clients may not even realize they're supposed to enroll.
Legislation to boost retirement savings might gain support.
State actions against advisers outpaced those against brokers.
The 2018 InvestmentNews Study of Pricing & Profitability shows a lot of advisers' success is tied to market gains, but there are ways to grow more reliably.
Historically speaking, the worst is behind us.
Broker-dealers are questioning Ohio National Financial Services' decision to terminate service agreements, and rest assured they will demand more commission protections in future contracts.
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