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RIAs should be prepared to provide extra guidance
The problem won’t go away if it’s regarded solely as an issue for smaller firms
Requiring investors to relinquish their legal rights is fundamentally wrong
Calls for reform presume there is a hue and cry among investors for access to such investments.
The CFP Board should be commended for taking action.
More than any other client segment, older people, rely ib advisers to be their honest guide.
Women who relinquish all financial decision-making to spouses or others, do so at their own peril.
Lower Social Security income is not just a possibility.
What are brokers and advisers to make of all this? We may be a long way from knowing, but there's a lot to watch while we wait.
Multiple accounts at previous employers diminishes the feasibility of these accounts
- Alternative Investments
- Bonds / Fixed Income
- Client Prospecting
- Client Servicing
- Defined Benefit Plans
- Defined Contribution Plans
- Health Care
- Individual Retirement Accounts (IRAs)
- Independent Broker Dealers