Editorial

The paper presents views and opinions on key issues facing the financial advice industry from the editors of InvestmentNews.

Displaying 767 results

Topic

Embrace the SECURE Act’s opportunity to educate

RIAs should be prepared to provide extra guidance

Topic

Will Finra’s rogue broker rule go far enough?

The problem won’t go away if it’s regarded solely as an issue for smaller firms

Topic

Time to end mandatory arbitration

Requiring investors to relinquish their legal rights is fundamentally wrong

Topic

SEC’s proposal on private placements isn’t backed by data

Calls for reform presume there is a hue and cry among investors for access to such investments.

Topic

From those who set the standards, much is expected

The CFP Board should be commended for taking action.

Topic

New DOL advice rule must factor in reality of aging investors

More than any other client segment, older people, rely ib advisers to be their honest guide.

Topic

Women still aren’t part of the conversation. They must be

Women who relinquish all financial decision-making to spouses or others, do so at their own peril.

Topic

Educate clients on the reality of Social Security benefits

Lower Social Security income is not just a possibility.

Topic

The pros and cons of state fiduciary rules

What are brokers and advisers to make of all this? We may be a long way from knowing, but there's a lot to watch while we wait.

Topic

Some plan sponsors may need a nudge about HSA rollovers

Multiple accounts at previous employers diminishes the feasibility of these accounts

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