News List


  • News
  • January 9, 2020

Goldman taps former Fidelity exec to grow lending service for RIAs

Anthony Rochte will take over as head of GS Select

  • News
  • January 9, 2020

Bond ETFs come of age

The $150 billion that flowed into bond exchange-traded funds in 2019 herald a new order

  • News
  • January 9, 2020

Mercer acquires $140 million RIA CCP

The staff of CCP will join an existing Mercer office in Chicago

  • News
  • January 9, 2020

Wealthy investors steer billions toward new Trump tax break

Over the last month, there was a jump in the assets flowing into funds that employ the opportunity zone tax incentive

Envestnet acquires stake in Dynasty Financial Partners

The partnership will make Dynasty's business development services available to advisers on Envestnet's platform

  • News
  • January 8, 2020

David Tittsworth, longtime leader of Investment Adviser Association, dies

At 2012 congressional hearing, he helped derail bill on Finra oversight of advisers

Price of gold speaks volumes about geopolitical fears

Like the equity markets, gold treats Iran like a nothing-burger

  • News
  • January 8, 2020

Advice-sector coalition seeks legislation to expand pass-through deduction to advisers

Brokerage firms and broker and adviser associations ask lawmakers for ‘clarifying legislation’

  • News
  • January 8, 2020

SEC charges barred ‘adviser’ with fraud

Thomas Renison, who was barred by the SEC in 2014, raised $6 million in scam

  • News
  • January 8, 2020

Nationwide offers app helping consumers deal with debt

‘Owe is me,’ according to Nationwide survey, which shows almost half of Americans are stressed by debt


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