News List


Helping clients understand why they aren’t beating the S&P 500

In the best of times, advisers have to remind clients about the worst of times

OSJ managing $260 million switches to LPL from Sagepoint

Mike Sisco forms Paradigm Wealth Partners, based in Des Moines, Iowa

  • News
  • January 16, 2020

Orion sales rumors continue

Barron's reports private equity owner is reportedly seeking nearly $2 billion

Miracle Mile Advisors hires team from Payden & Rygel

Trio managed $2 billion for small and mid-sized institutions

Schwab’s zero-fee plan pushes assets to record $4 trillion

Eliminating trading fees pushed client assets to a record as the firm faced a decline in trading revenue

Merrill to continue focus on training over recruiting in 2020

Long the financial advice industry's leading trainer of young brokers, Merrill to renew attention on coaching

Peter R. Orszag: Retirement savings get a boost when employers add 401(k) match

Research shows that when employers match 401(k) plan contributions, more people participate

Supreme Court returns IBM retirement plan case to lower court

The lawsuit claims plan managers didn’t do enough to protect employees from stock losses

WisdomTree adds blockchain infrastructure to ETF ecosystem

The asset manager led a $17.65 million round of funding in tech startup Securrency

  • News
  • January 14, 2020

Answers to the SEC’s Reg BI FAQs depend on facts, circumstances

When the CFP Board provides guidance for its fiduciary standard, it uses case studies


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