UBS hires $10.8 billion team as net new client money in U.S. slides
The Swiss bank snags Wickham Cash Partners in Charlotte; reports $9 billion decline in net new money in Americas in Q4
Commonwealth adviser arrested in child prostitution sting operation
Nathan Duane Oeming allegedly responded to an ad posted by a detective posing as a 15-year-old girl
Finra fines Prudential $1M over sloppy retirement-plan information
Regulator says flawed communications left plan participants in dark about investment costs
Lawmakers demand FTC investigate Envestnet Yodlee for selling consumer financial data
The data aggregator maintains it is in compliance with laws, regulations and best practices on data security and privacy
Real AI at work for advisers
Three firms where artificial intelligence is helping with financial planning
Active equity funds bled $41.4 billion in 2019: Morningstar
In sixth straight year of net inflows, passive funds pulled in $162.8 billion
Cryptocurrency trading platform introduces SMAs for digital assets
SFOX hopes the SMA platform will help more financial advisers manage cryptocurrency assets on behalf of clients
Regulators crack down on teacher pension plans rife with conflicts
Experts: Recent Delaware settlement a sign of things to come
Morgan Stanley eyes 1 million wealth management clients from stock plans
Technology push at Morgan Stanley comes into focus after Solium Capital acquisition
