News List


  • News
  • January 22, 2020

Former baseball star Angel Pagan wins $1.7 million arbitration award against Merrill Lynch

Case revolved around investments in Puerto Rican bonds made by the former MLB star

  • News
  • January 22, 2020

Worries about retirement span the generations, NAPFA survey finds

More than half of millennials and Gen Xers haven’t started retirement planning

  • News
  • January 22, 2020

Schwab has no plans to bring fractional shares to its adviser platform

Some say the firm is putting its retail platform before its institutional business

  • News
  • January 22, 2020

Small brokers push bill to ease audit rules despite challenging political environment

Legislation impacting financial advisers tries to get traction amid impeachment, election

  • News
  • January 22, 2020

Franklin Templeton’s private client group to buy $4.7 billion wealth management shop

Fiduciary Trust Co. International to buy The Pennsylvania Trust Co.

Creative Planning’s latest acquisition feeds record-setting merger activity

The $48 billion RIA adds another $618 million with Stratford Consulting deal

Mature fintechs, not startups, get bulk of funding and acquisition deals: Deloitte report

Fintech firms that are at least five years old are receiving more funding and are being acquired more often

Another major boost for ESG investing

MSCI rolls out principles of sustainable investing

All-woman team managing $335 million at Morgan Stanley moves to Janney

The five-person Dupre Keating Group joins offices in Pennsylvania and Delaware

Duo managing $194 million moves from UBS to Raymond James

James Ducharme, Michael Rowland join firm’s employee unit in Melbourne, Florida


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