Bloomberg

Author

Displaying 37340 results

Topic

House votes to repeal SALT cap

But residents of high-tax states shouldn't get excited — the measure is dead on arrival in the Senate.

Topic

Team managing $390 million at Royal Alliance switches to LPL

Seven financial advisers with CPC Financial Planning in Pennsylvania make move.

Topic

UBS’ Angela Mwanza on 2020, setting client goals and more

The collapse of Lehman inspired the co-founder of UBS Group AG's Evergreen Wealth Management to find a purpose for wealth.

Topic

Massachusetts charges insurance salesman with posing as investment adviser

Ryan Skinner created scheme to have seniors liquidate securities to buy annuities

Topic

Manhattan fund manager charged with misappropriating $1.5 million

Donald LaGuardia, who headed defunct L-R Managers, faces 20 years in prison.

Topic

Retirement plan providers must grow and offer more services, Cerulli says

Current market dynamics favor 'an oligarchy of plan providers,' according to the report.

Topic

SEC plan would open hedge funds, unicorns to more investors

Regulator proposes allowing people with some professional financial certifications, such as Series 7, 65 and 82 licenses, to qualify as accredited investors

Topic

FS Investments to acquire $1.8 million boutique firm

Specialist in multi-asset investing has three funds and $1.8 billion in AUM

Topic

Finra, exchanges bar Samuel Lek for faulty supervision

Eponymous firm provided market access to foreign investors engaging in manipulation.

Topic

Asset managers face ‘zombie’ future, PGIM executive says

Firms that don't have a track record of beating the market or can't offer a diverse range of investments may be left behind.

Next

1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | | 3,734

Newsletter

Sign Up For Our Newsletters

Subscribe for original insights, commentary and discussions on major news stories of the week, from the InvestmentNews team

SIGN UP

Subscribe

Get unlimited access to investmentnews.com

Starting at $4.95 a week for 4 weeks

SIGN UP

Pay just $4.95 for the first 4 weeks